Financial Markets Authority secures win against CBL’s former CFO over disclosure breaches
The FMA has already reached in-court settlements with CBLC, its managing director Peter Harris, and its former independent ...
Newstalk ZB12d
FMA secures another win against CBL, this time its former CFO
The Financial Markets Authority (FMA) has scored another victory in its long-running battle with directors and staff of the former NZX-listed insurer CBL Corporation. The High Court found former ...
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.