Brokerage industry self-regulator Finra alleged that three Cetera broker-dealers missed red flags relating to large-scale sales of low-value stocks. Three Cetera Financial broker-dealers have agreed ...

Cetera, the broker/dealer that launched a dedicated registered investment advisor channel last year, has acquired a $1.9 billion Lafayette, La.-based wealth management team into its wholly owned RIA ...

Cetera has acquired the wealth management business of Darnall Sikes Wealth Partners, adding $1.9 billion in client assets to its “RIA and Branches” channel created in June 2025. Darnall Sikes, based ...

A few weeks ago, rumors surfaced that Osaic was in talks to acquire rival Cetera Financial Group, in a deal that would create one of the largest independent broker/dealers with more than 23,000 ...

Independent wealth management advisor joins Cetera seeking to preserve a white-glove, mom-and-pop service model supported by modern technology and scale Hatfield's close-knit team includes financial ...

Cetera Deepens RIA Platform with Acquisition of Plains Wealth Management PR Newswire SAN DIEGO, Jan. 29, 2026 Acquisition brings approximately $400 million as independent practice specializing in ...

Cetera has acquired the wealth management business of Darnall Sikes Wealth Partners, a Louisiana-based firm that serves high-net-worth clients, business owners and their families and manages about ...

Mea Platform has partnered with Moonrock Insurance to “implement mea Operations as an AI-first operating platform across its business.” A spokesperson said, “mea Platform, the fast-scaling ...

Three Cetera Financial broker-dealers have agreed to pay $1.1 million to resolve allegations that they failed to supervise heavy trading of low-value stocks, ignoring red flags that could indicate ...