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Need more practice test questions to prep for the Series 63 exam? You’re in the right place! We’ll cover everything from must-know exam topics to sample Series 63 questions. Although these don’t ...

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The Series 63 exam is not a requirement for those who work at a registered investment advisor (RIA) firm. But it might be of interest if you plan to sell securities products through a broker-dealer.

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Planning to take the Series 63 exam? You’re in good company. This isn’t the toughest securities exam out there, but it’s definitely not one to wing. The tricky part isn’t the math; it’s the wording, ...

There are many things that a person who plans to enter the industry as an investment professional must consider. They must take certain qualification examinations and, more importantly, they must pass ...

Passing the Series 63 exam allows the holder to sell and solicit orders for any type of financial security in a particular state after they've passed it. Most states but not all require that an ...

To pass the Series 63 exam, you’ll have to get a 72% score, which translates to 43 of the 60 questions answered correctly. With longer exams, you have a little more wiggle room, but the shorter nature ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...