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When executive relationships create securities disclosure duties: Lessons from the B Riley Financial litigation

A federal court ruling in the B. Riley Financial case shows how executives’ personal business relationships can trigger heightened securities ...
Law

The Elastic Reach of New York’s Martin Act: Lessons from 'People v. Allen'

New York’s century-old Martin Act continues to shape—and reshape—securities enforcement in the Empire State. Originally passed in 1921, as a comprehensive anti-fraud law to combat fraudulent financial ...
Law

‘Ticket to Lead Counsel’: Here’s How Securities Litigation ‘Radically Changed’ 30 Years After Reform Act

The Private Securities Litigation Reform Act prompted a sea change in securities class actions that reshaped the plaintiff’s bar and empowered institutional investors to take charge of cases. The ...
TipRanks on MSN

Disclosure pitfalls in take-private deals: Lessons from the KnowBe4 securities litigation

Introduction: Disclosure Risk in Sponsor-Led Buyouts As private equity firms continue to drive a significant share of merger activity, ...
Reuters

The potential impact of mandatory arbitration provisions on securities claims

October 06, 2025 - On Sept. 17, 2025, following a 3-1 vote, the United States Securities and Exchange Commission (SEC) issued a new policy statement, opens new tab announcing its position that the ...