Financial Markets Authority secures win against CBL’s former CFO over disclosure breaches
The FMA has already reached in-court settlements with CBLC, its managing director Peter Harris, and its former independent ...
Newstalk ZB12d
FMA secures another win against CBL, this time its former CFO
The Financial Markets Authority (FMA) has scored another victory in its long-running battle with directors and staff of the former NZX-listed insurer CBL Corporation. The High Court found former ...
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
The National Business Review18d
Getting value for money from financial advice
The UK equivalent of the Financial Markets Authority (FMA), the Financial Conduct Authority (FCA), has in the past couple of years embarked on an initiative to ensure consumers of financial services ...
Nasdaq28d
Approval of Brookfield Renewable Holdings’ mandatory simplified cash tender offer for Neoen by the French financial markets authority
the "OCEANEs") initiated by Brookfield Renewable Holdings has been approved by the French financial markets authority (Autorité des marchés financiers, "AMF") on 11 February 2025. Brookfield ...