Compliance is not a one-time task but an ongoing discipline that protects both the organization and its people.

The due diligence process is a critical element in a merger and acquisition transaction. Most companies clearly define the steps and rarely skip them. However, the participants in the process vary ...

Founders must address these gaps not merely as a matter of prudence but also as essential aspects that impact long-term ...

Nicole Murphy of Cash App Investing, Alan Carlisle of SoFi and Bob Bob Chao of FINRA discuss innovation and compliance during the "Hot Topics in Fintech" panel at FINRA's annual conference. Depending ...

Perhaps the most prescient comment I heard during the height of the pandemic came from Jed Gardner, Group Director of Transformation at Linedata, which was that we have moved from disaster recovery to ...

TaxFree RV, a Montana LLC vehicle registration specialist operating since 2005, announced the introduction of attorney-supervised registration processes designed to ensure full legal compliance for RV ...

Google parent Alphabet has struck a new agreement with shareholders, settling a shareholder lawsuit with a promise to ”completely revamp and rebuild its global compliance structure,” according to a ...

Simon Zinger is the group general counsel at Entain. He has been an in-house lawyer for more than 25 years. He recently spearheaded an effort to help Entain obtain an unrestricted gambling license in ...

A compliance case that showed up in the Aspen/Pitkin County Housing Authority board chairperson’s email inbox sparked a tense discussion over APCHA staff’s interpretation of board-authored regulations ...

VentureBeat presents: AI Unleashed - An exclusive executive event for enterprise data leaders. Network and learn with industry peers. Learn More The Harris Poll last week revealed nearly two-thirds ...

CHICAGO – Steven Gust, a former banker with both C-level and compliance experience, has been appointed Director of Virtual Compliance Manager (VCM) Services at TCA, the Thomas Compliance Associates, ...

Xone Chain, a live Layer-1 blockchain platform, is proud to reinforce its legal and compliance framework alongside its technical and economic innovations, as it continues scaling for global adoption ...